Regulatory Disclosures
Regulatory Disclosures
Social Media Disclosure per SEBI EoDI Circular (effective 1 May 2026): As an agent of regulated entities with multiple registrations, this page serves as the weblink disclosure for all social media handles of Guduru Anantha Eswari Rajeswari.
Registered Identity
| Registration Type | Details | Status |
|---|---|---|
| AMFI — Mutual Fund Distributor | ARN-309076 | Valid till 22 Sep 2027 | Active |
| NSE Authorised Person (CM) | AP Code: AP0291573301 | Via Kotak Securities (NSE 08081) | Active since 10-Mar-2026 |
| NSE Authorised Person (F&O) | AP Code: AP0291573301 | Via Kotak Securities | Active since 10-Mar-2026 |
| NCDEX Authorised Person | AP Code: 127627 | Ref: NCDEX/AP/1770/01262 | Active since May 2026 |
Principal Entities
| Entity | SEBI / AMFI Registration | Capacity |
|---|---|---|
| Kotak Securities Limited | AMFI ARN: 0164 | Mutual Fund Distribution platform |
| Wealthy (Wealthy.in) | AMFI-registered Mutual Fund Distributor | Mutual Fund Distribution platform |
| Kotak Securities Limited | INZ000200137 | NSE Member 08081 | NCDEX Member 1262 | Stock & Commodity Broking |
Social Media Disclosure Format (per SEBI EoDI)
Home page/bio: This page (eswariguduru.com/disclosures.html) serves as the weblink disclosing all registrations, as required under the applicable SEBI social-media / EoDI disclosure norms for registered intermediaries and their agents.
For MF content: ARN-309076 | Guduru Anantha Eswari Rajeswari | AMFI Registered Mutual Fund Distributor
For NSE/Equity content: Kotak Securities Ltd. SEBI Reg. INZ000200137 | NSE AP: AP0291573301 | Guduru Anantha Eswari Rajeswari
For NCDEX/Commodity content: Kotak Securities Ltd. SEBI Reg. INZ000200137 | NCDEX AP: 127627 | Guduru Anantha Eswari Rajeswari
Mandatory SEBI / AMFI Disclaimer
Mutual Fund investments are subject to market risks. Past performance is not an indicator of future results. Please read all Scheme Information Documents (SID), Statement of Additional Information (SAI), and Key Information Memorandums (KIM) carefully before investing.
Guduru Anantha Eswari Rajeswari (ARN-309076) is registered as a Mutual Fund Distributor with AMFI. As an AMFI Registered Mutual Fund Distributor, remuneration is earned by way of trail commission from AMCs for the distribution of mutual fund schemes, in line with SEBI’s all-trail commission model (upfront commissions were discontinued by SEBI in October 2018). The complete structure is disclosed at how-i-get-paid.html. She does not provide registered investment advice as defined under the SEBI (Investment Advisers) Regulations, 2013.
The Eswari Risk Compass is a behavioural suitability tool only. It does not constitute a formal risk profiling document under SEBI IA Regulations, nor investment advice, product recommendation, or portfolio management.
Conflict of Interest Disclosure
As a Mutual Fund Distributor, Guduru Anantha Eswari Rajeswari receives trail commission and upfront commission (where applicable) from AMCs. Commission structure may vary across AMCs and schemes. As an Authorised Person of Kotak Securities Limited, she may earn brokerage from equity and commodity transactions.
Investors are advised to enquire about commissions before investing. Commission disclosures are available at amfiindia.com.
Complaint Statistics (SEBI Requirement)
| Period | Complaints Received | Resolved | Pending |
|---|---|---|---|
| FY 2024-25 | 0 | 0 | 0 |
| FY 2025-26 (till date) | 0 | 0 | 0 |
Data to be updated annually. If this data has not been updated, contact connect.eshwarig@gmail.com for current figures.
Disciplinary History
No disciplinary action has been initiated or taken by SEBI, AMFI, NSE, NCDEX, or any other regulatory authority against Guduru Anantha Eswari Rajeswari (ARN-309076) as of the date of last update of this page (June 2026).
SEBI Investor Helpline: 1800-266-7575 (toll-free) | SCORES portal: scores.sebi.gov.in | AMFI Investor Helpline: 1800-22-2633
Stock Broker Disclosures (as Authorised Person of Kotak Securities)
Important: Guduru Anantha Eswari Rajeswari (NSE AP Code AP0291573301, NCDEX AP 127627) acts as an Authorised Person of Kotak Securities Limited (SEBI Reg. INZ000200137, NSE Member 08081, NCDEX Member 1262). All securities-market trading, demat, settlement and complaint-handling is conducted by Kotak Securities as the SEBI-registered stock broker. The authoritative, exchange-mandated broker disclosures — Investor Charter, Rights & Obligations, Risk Disclosure Document, Policies & Procedures, account-opening documents, and monthly investor-complaints data (published by the 7th of each month) — are hosted and maintained by Kotak Securities and the Exchanges, not on this website.
Official broker disclosures:
→ Kotak Securities Investor Charter (Stock Brokers)
For the full set of broker disclosures — Rights & Obligations, Risk Disclosure Document, Policies & Procedures, account-opening documents and monthly investor-complaints data — please refer to the official Kotak Securities and Exchange websites linked below.
The authoritative broker disclosures are maintained on the Kotak Securities website (kotaksecurities.com / kotakneo.com) and the Exchange websites (nseindia.com, ncdex.com). If a specific link changes, the current version is always available from these official sources.
Do's and Don'ts for Investors in the Securities Market
Do's
- Deal only with SEBI-registered intermediaries — verify the registration number on the NSE and SEBI websites.
- Complete the KYC form fully and read all mandatory documents (Rights & Obligations, Risk Disclosure Document, Policies & Procedures) before signing.
- Get a clear understanding of all brokerage, fees and charges before you trade.
- Insist on contract notes for every trade and verify them; check your funds and securities statements regularly.
- Keep your contact details, bank and nominee information updated with the broker.
Don'ts
- Don't deal with unregistered intermediaries or act on assured-return or guaranteed-profit schemes — returns in the securities market are never guaranteed.
- Don't share your trading/demat password, OTP or credentials with anyone, including the Authorised Person.
- Don't trade based on tips, rumours, or unsolicited social-media advice from unregistered persons.
- Don't leave KYC fields blank, and don't sign incomplete documents.
SEBI Investor Charter
As mandated by SEBI, all intermediaries must provide access to the SEBI Investor Charter which sets out investor rights, obligations, and grievance mechanisms.
Regulatory Contacts
SEBI: SEBI Bhavan, BKC, Mumbai 400051 | SCORES Portal
AMFI: amfiindia.com
NSE: nseindia.com
NCDEX: ncdex.com
SMARTODR: smartodr.in — Online Dispute Resolution for securities market
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